Broker Check

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At SagePoint Financial, we are part of one of the largest networks of independent advisors in America. Our network includes SagePoint Financial, FSC Securities Corporation, Royal Alliance Associates, Inc. and Woodbury Financial. All are registered broker-dealers and registered investment advisors and members of FINRA and SIPC. The combined revenue of the four firms is in excess of $1 billion. The parent company of our four broker dealers is Advisor Group.

SagePoint offers brokerage clearing support through Pershing, LLC; the world’s largest provider of brokerage services to independent professionals.

Pershing has been a leading global provider of financial business solutions for 80 years, and was named the #1 clearing house in the industry in 2008 by Investment News. In addition to SIPC protection, accounts held at Pershing have coverage in excess of SIPC limits through Lloyd’s of London.  As of December 31, 2018, Pershing’s parent company, the Bank of New York Mellon has over $33 trillion in assets under custody and / or administration and $1.7 trillion in assets under management.