Broker Check

About SagePoint

Who We Are

At SagePoint Financial, we are part of one of the largest networks of independent advisors in America. Our network includes SagePoint Financial, FSC Securities Corporation, Royal Alliance Associates, Inc. and Woodbury Financial. All are registered broker-dealers and registered investment advisors and members of FINRA and SIPC. The combined revenue of the four firms is in excess of $1 billion. The parent company of our four broker dealers is Advisor Group.

SagePoint offers brokerage clearing support through Pershing, LLC; the world’s largest provider of brokerage services to independent professionals.

Pershing has been a leading global provider of financial business solutions for 80 years, and was named the #1 clearing house in the industry in 2008 by Investment News. In addition to SIPC protection, accounts held at Pershing have coverage in excess of SIPC limits through Lloyd’s of London. As of December 31, 2018, Pershing’s parent company, the Bank of New York Mellon has over $33 trillion in assets under custody and / or administration and $1.7 trillion in assets under management

Finding Your Fit

We invite you to discover and experience the power of our services. We believe it has far-reaching benefits for our clients to get opinions from several sources with diverse backgrounds, education, and experience.

No one strategy fits everyone, which is why every client gets our undivided attention—from planning to execution to follow-up. We take a proactive approach to helping you develop a strategy to address your financial goals and objectives, using the most efficient methods available.

Recognizing that everyone encounters challenges along the way, we strive to anticipate and address those situations as they occur. We want to keep you on track toward a meaningful and purpose-driven financial future.

We invite you to check out all the material on our website. If you have any questions, please send us an email or call the office. We look forward to speaking with you.